Hrotko Patricia 4

4 · Clifton Bancorp Inc. · Filed Sep 7, 2017

Form 4

Period: 2017-09-05

EVP - Chief Revenue Officer

Transactions

Holdings

Common Stock
(indirect: By 401(k))
555
Common Stock
(indirect: By IRA)
3,187
Common Stock
(indirect: By Stock Award)
20,471
Incentive Stock Option
Exercise: $13.84From: 2016-09-02Exp: 2025-09-02→ Common Stock (36,125 underlying)
36,125
Non-Qualified Stock Option
Exercise: $13.84From: 2016-09-02Exp: 2025-09-02→ Common Stock (15,053 underlying)
15,053
Common Stock
(indirect: By ESOP)
8,123

Footnotes (7)

[F1]187 shares previously reported as being held directly are now held indirectly by IRA.
[F2]The decrease in total holdings in the 401(k) plan since the reporting person's last report was attributable to the unitized nature of the 401(k) plan and not any plan transaction.
[F3]This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
[F4]Since the reporting person's last report 6,824 shares previously held by Stock Award have vested and are now owned directly.
[F5]Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
[F6]Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
[F7]Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.

Documents

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