MULLIN THOMAS J 4

Accession 0001225208-17-016340

CIK 0000016918other

Filed

Oct 16, 8:00 PM ET

Accepted

Oct 17, 4:12 PM ET

Size

22.6 KB

Accession

0001225208-17-016340

Form 4

Period: 2017-10-13

Executive VP & General Counsel

Transactions

Exercise/Conversion
Class 1 (convertible) Common Stock
2017-10-13$20.60/sh+25,000$515,000→ 25,000 total
→ Class A Common Stock (25,000 underlying)
Conversion
Class 1 (convertible) Common Stock
2017-10-13−25,000→ 0 total
→ Class A Common Stock (25,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-10-16−25,000→ 18,227 total
Exercise: $20.60From: 2012-04-05Exp: 2021-04-05→ Class 1 Common Stock (25,000 underlying)
Sale
Class A Common Stock
2017-10-16$210.42/sh−25,000$5,260,480→ 54,697 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-10-13−25,000→ 43,227 total
Exercise: $20.60From: 2012-04-05Exp: 2021-04-05→ Class 1 Common Stock (25,000 underlying)
Exercise/Conversion
Class 1 (convertible) Common Stock
2017-10-16$20.60/sh+25,000$515,000→ 25,000 total
→ Class A Common Stock (25,000 underlying)
Conversion
Class 1 (convertible) Common Stock
2017-10-16−25,000→ 0 total
→ Class A Common Stock (25,000 underlying)
Conversion
Class A Common Stock
2017-10-13+25,000→ 79,697 total
Sale
Class A Common Stock
2017-10-13$208.47/sh−25,000$5,211,783→ 54,697 total
Conversion
Class A Common Stock
2017-10-16+25,000→ 79,697 total

Footnotes (5)

[F1]The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
[F2]Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $208.45 to $208.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F3]Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.2250 to $210.6200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F4]Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
[F5]The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Documents

1 file

CONSTELLATION BRANDS, INC.

CIK 0000016918

Entity typeother