BEALE JEFFREY P 4

Accession 0001225208-17-016430

CIK 0000350797other

View on SEC.gov Company Profile

Filed

Oct 19, 8:00 PM ET

Accepted

Oct 20, 10:45 AM ET

Size

22.6 KB

Accession

0001225208-17-016430

Insider Transaction Report

Form 4

Period: 2017-10-18

EATON VANCE CORPEV

BEALE JEFFREY P

Chief Administrative Officer

Transactions

Gift
Eaton Vance Corp. Non-voting Common Stock
2017-07-26−5,000→ 340,959.32 total
Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2017-10-18$21.46/sh+39,651$851,033→ 380,610.32 total
Sale
Eaton Vance Corp. Non-voting Common Stock
2017-10-18$51.36/sh−24,140$1,239,734→ 356,470.32 total
Exercise/Conversion
Option (right to buy)
2017-10-18−39,651→ 0 total
Exercise: $21.46Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (39,651 underlying)

Holdings

Option (right to buy)
Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (35,410 underlying)
35,410
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (57,460 underlying)
57,460
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
29,389
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (52,320 underlying)
52,320
Voting Trust Receipt
29,389
Option (right to buy)
Exercise: $28.68Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (31,987 underlying)
31,987
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (52,560 underlying)
52,560
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (44,999 underlying)
44,999
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (35,860 underlying)
35,860
Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (47,089 underlying)
47,089

Footnotes (11)

[F1]Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option.
[F10]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F11]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F2]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
[F3]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F4]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
[F5]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
[F6]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F7]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
[F8]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F9]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

Documents

1 file

4
doc4.xmlPrimary

Issuer

EATON VANCE CORP

CIK 0000350797

→

Entity typeother

Related Parties

filerCIK 0001225358

Filing Metadata

Form type: 4
Filed: Oct 19, 8:00 PM ET
Accepted: Oct 20, 10:45 AM ET
Size: 22.6 KB

View on SEC.gov