Kenny Steven 4
4 · FULLER H B CO · Filed Oct 24, 2017
Insider Transaction Report
Form 4
Kenny Steven
Senior VP, EMEA & India
Transactions
- Award
Performance Stock Option (Right-to-Buy)
2017-10-20$57.70/sh+34,403$1,985,053→ 34,403 totalExercise: $57.70From: 2021-01-31Exp: 2027-10-20→ Common Stock (34,403 underlying)
Holdings
- 28,935
Employee Stock Option (Right-to-Buy)
Exercise: $20.57Exp: 2019-12-03→ Common Stock (28,935 underlying) - 28,768
Employee Stock Option (Right-to-Buy)
Exercise: $22.27Exp: 2021-01-20→ Common Stock (28,768 underlying) - 16,644
Employee Stock Option (Right-to-Buy)
Exercise: $48.92Exp: 2024-01-23→ Common Stock (16,644 underlying) - 2,335.59
Performance Stock Units
Exercise: $0.00From: 2017-01-19Exp: 2019-01-19→ Common Stock (2,335.59 underlying) - 23,696
Employee Stock Option (Right-to-Buy)
Exercise: $50.10From: 2018-01-26Exp: 2027-01-26→ Common Stock (23,696 underlying) - 2,563.04
Performance Stock Units
Exercise: $0.00From: 2018-01-26Exp: 2020-01-26→ Common Stock (2,563.04 underlying) - 29,001.371
Common Stock
- 29,832
Employee Stock Option (Right-to-Buy)
Exercise: $33.38Exp: 2026-01-19→ Common Stock (29,832 underlying) - 18,712
Employee Stock Option (Right-to-Buy)
Exercise: $39.64Exp: 2023-01-24→ Common Stock (18,712 underlying) - 2,336.6
Restricted Stock Units
Exercise: $0.00Exp: 2019-01-19→ Common Stock (2,336.6 underlying) - 25,960
Employee Stock Option (Right-to-Buy)
Exercise: $28.40Exp: 2022-01-26→ Common Stock (25,960 underlying) - 22,789
Employee Stock Option (Right-to-Buy)
Exercise: $41.00Exp: 2025-01-22→ Common Stock (22,789 underlying) - 5,116.99
Restricted Stock Units
Exercise: $0.00From: 2018-01-26Exp: 2020-01-26→ Common Stock (5,116.99 underlying) - 2,047.65
Restricted Stock Units
Exercise: $0.00Exp: 2018-01-22→ Common Stock (2,047.65 underlying)
Footnotes (16)
- [F1]Amount includes shares acquired pursuant to a dividend reinvestment plan.
- [F10]This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- [F11]Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- [F12]These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- [F13]These restricted stock units vest in three equal annual installments beginning on January 19, 2017.
- [F14]Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
- [F15]These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- [F16]These restricted stock units vest in three equal annual installments beginning on the date shown.
- [F2]Each performance-based non-qualified stock option represents a contingent right and option to purchase all or any part of an aggregate of 34,403 shares of Common Stock at the price of $57.70 per share. Prior to vesting, the number of options subject to the award will be adjusted based on the company's adjusted EBITDA performance for fiscal year 2020. The number of options may decrease to as low as 0% of the initial number of options depending on the level of adjusted EBITDA performance. The grant amount is shown at the superior level of performance.
- [F3]These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
- [F4]This option is 100% vested.
- [F5]This option vests in three equal installments beginning on January 19, 2017.
- [F6]This option vests in three equal annual installments beginning on January 22, 2016.
- [F7]This option vests in three equal installments beginning on the date shown.
- [F8]These performance stock units convert into shares of common stock on a 1-for-1 basis.
- [F9]These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.