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4//SEC Filing

SWAFFIELD PAYSON F 4

Accession 0001225208-17-016888

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 2:06 PM ET

Size

24.2 KB

Accession

0001225208-17-016888

Insider Transaction Report

Form 4
Period: 2017-11-01
EATON VANCE CORPEV
SWAFFIELD PAYSON F
Other
Transactions
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2017-11-01+39,920→ 699,443 total
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2017-11-01$50.67/sh−1,879$95,209→ 697,564 total
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2017-11-01$50.67/sh−4,588$232,474→ 692,976 total
  • Award

    Option (right to buy)

    2017-11-01+130,720→ 130,720 total
    Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (130,720 underlying)
Holdings

  • Option (right to buy)

    Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (142,741 underlying)
    142,741

  • Option (right to buy)

    Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (144,954 underlying)
    144,954

  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (187,600 underlying)
    187,600

  • Option (right to buy)

    Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (126,020 underlying)
    126,020

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $21.46Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (73,154 underlying)
    73,154

  • Option (right to buy)

    Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (62,253 underlying)
    62,253

  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (212,180 underlying)
    212,180

  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (177,120 underlying)
    177,120

  • Voting Trust Receipt

    18,623

  • Option (right to buy)

    Exercise: $28.69Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (85,776 underlying)
    85,776
Footnotes (13)
  • [F1]Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
  • [F10]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F11]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F12]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F13]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F2]Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
  • [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F4]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F5]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F6]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F7]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  • [F8]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F9]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001225381

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 2:06 PM ET
Size
24.2 KB
View on SEC.gov