Garfield David R 4

4 · SCHWAB CHARLES CORP · Filed Nov 3, 2017

Form 4

Period: 2017-11-03

EVP and General Counsel

Transactions

Exercise/Conversion
Common Stock
2017-11-03$28.44/sh+35,069$997,362→ 48,693 total
Sale
Common Stock
2017-11-03$44.58/sh−25,572$1,140,120→ 48,693 total
Sale
Common Stock
2017-11-03$44.58/sh−35,069$1,563,541→ 13,624 total
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2017-11-03−14,988→ 44,965 total
Exercise: $26.39From: 2017-03-01Exp: 2026-03-01→ Common Stock (14,988 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2017-11-03−25,572→ 25,572 total
Exercise: $30.17From: 2016-03-02Exp: 2025-03-02→ Common Stock (25,572 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2017-11-03−35,069→ 11,690 total
Exercise: $28.44From: 2015-11-03Exp: 2024-11-03→ Common Stock (35,069 underlying)
Exercise/Conversion
Common Stock
2017-11-03$30.17/sh+25,572$771,507→ 74,265 total
Exercise/Conversion
Common Stock
2017-11-03$26.39/sh+14,988$395,533→ 89,253 total
Sale
Common Stock
2017-11-03$44.58/sh−14,988$668,235→ 74,265 total

Footnotes (1)

[F1]This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Documents

1 file