4//SEC Filing
Garfield David R 4
Accession 0001225208-17-016903
CIK 0000316709other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 3:13 PM ET
Size
17.7 KB
Accession
0001225208-17-016903
Insider Transaction Report
Form 4
Garfield David R
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2017-11-03$28.44/sh+35,069$997,362→ 48,693 total - Sale
Common Stock
2017-11-03$44.58/sh−25,572$1,140,120→ 48,693 total - Sale
Common Stock
2017-11-03$44.58/sh−35,069$1,563,541→ 13,624 total - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2017-11-03−14,988→ 44,965 totalExercise: $26.39From: 2017-03-01Exp: 2026-03-01→ Common Stock (14,988 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2017-11-03−25,572→ 25,572 totalExercise: $30.17From: 2016-03-02Exp: 2025-03-02→ Common Stock (25,572 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2017-11-03−35,069→ 11,690 totalExercise: $28.44From: 2015-11-03Exp: 2024-11-03→ Common Stock (35,069 underlying) - Exercise/Conversion
Common Stock
2017-11-03$30.17/sh+25,572$771,507→ 74,265 total - Exercise/Conversion
Common Stock
2017-11-03$26.39/sh+14,988$395,533→ 89,253 total - Sale
Common Stock
2017-11-03$44.58/sh−14,988$668,235→ 74,265 total
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
SCHWAB CHARLES CORP
CIK 0000316709
Entity typeother
Related Parties
1- filerCIK 0001621886
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 3:13 PM ET
- Size
- 17.7 KB