4//SEC Filing
O'Sullivan Margaret L. 4
Accession 0001225208-17-016940
CIK 0000101829other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:32 PM ET
Size
8.1 KB
Accession
0001225208-17-016940
Insider Transaction Report
Form 4
O'Sullivan Margaret L.
Director
Transactions
- Award
Phantom Stock Unit
2017-11-01$120.12/sh+1,373.626$165,000→ 1,373.626 total→ Common Stock (1,373.626 underlying) - Award
Restricted Stock Units
2017-11-01$120.12/sh+832.501$100,000→ 832.501 total→ Common Stock (832.501 underlying)
Footnotes (2)
- [F1]Phantom Stock Units acquired by the reporting person in connection with her annual retainer for a partial year of service as a non-employee director under the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2016 Form 10-K. The plan provides for the payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock and paid out as a lump sum or in installments, at the election of the director.
- [F2]A one-time grant of Restricted Stock Units awarded on the date of election to the Board of Directors pursuant to the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2016 Form 10-K. Vesting occurs over a five-year period at 20 percent per year. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock.
Documents
Issuer
UNITED TECHNOLOGIES CORP /DE/
CIK 0000101829
Entity typeother
Related Parties
1- filerCIK 0001721120
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:32 PM ET
- Size
- 8.1 KB