PAGE TIMOTHY B 4

4 · CAI International, Inc. · Filed Nov 3, 2017

Form 4

Period: 2017-11-01

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2017-11-01$22.09/sh+15,000$331,350→ 48,604 total
Exercise/Conversion
Common Stock
2017-11-01$17.77/sh+10,000$177,700→ 69,104 total
Exercise/Conversion
Common Stock
2017-11-01$26.41/sh+8,000$211,280→ 77,104 total
Exercise/Conversion
Common Stock
2017-11-01$7.87/sh+6,000$47,220→ 83,104 total
Exercise/Conversion
Common Stock
2017-11-01$21.89/sh+10,500$229,845→ 59,104 total
Exercise/Conversion
Stock Option (right to buy)
2017-11-01−30,000→ 0 total
Exercise: $23.14Exp: 2021-05-08→ Common Stock (30,000 underlying)
Tax Payment
Common Stock
2017-11-01$36.23/sh−58,515$2,119,998→ 24,589 total
Exercise/Conversion
Stock Option (right to buy)
2017-11-01−6,000→ 12,000 total
Exercise: $7.87Exp: 2026-06-02→ Common Stock (6,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2017-11-01−15,000→ 3,000 total
Exercise: $22.09Exp: 2024-06-11→ Common Stock (15,000 underlying)
Exercise/Conversion
Common Stock
2017-11-01$23.14/sh+30,000$694,200→ 33,604 total
Exercise/Conversion
Stock Option (right to buy)
2017-11-01−10,500→ 7,500 total
Exercise: $21.89Exp: 2025-06-04→ Common Stock (10,500 underlying)
Exercise/Conversion
Stock Option (right to buy)
2017-11-01−10,000→ 0 total
Exercise: $17.77Exp: 2022-06-11→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2017-11-01−8,000→ 0 total
Exercise: $26.41Exp: 2023-06-13→ Common Stock (8,000 underlying)

Footnotes (7)

[F1]Represents shares withheld by issuer to cover the exercise price and tax obligations upon the exercise of the options.
[F2]The option was fully vested on May 8, 2015.
[F3]6,000 shares of the option were vested on October 3, 2017.
[F4]10,500 shares of the option were vested on October 4, 2017.
[F5]The option was fully vested on June 11, 2016.
[F6]15,000 shares of the option were vested on October 11, 2017.
[F7]The option was fully vested on June 13, 2017.

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