Garcia Victor 4
4 · CAI International, Inc. · Filed Nov 13, 2017
Insider Transaction Report
Form 4
Garcia Victor
Senior VP and CFO
Transactions
- Exercise/Conversion
Common Stock
2017-11-09$5.60/sh+13,571$75,998→ 68,307 total - Sale
Common Stock
2017-11-09$36.06/sh−13,571$489,370→ 54,736 total - Exercise/Conversion
Stock Option (right to buy)
2017-11-09−13,571→ 26,429 totalExercise: $5.60Exp: 2019-06-04→ Common Stock (13,571 underlying) - Sale
Common Stock
2017-11-10$36.12/sh−27,836$1,005,436→ 26,900 total
Footnotes (4)
- [F1]The option exercise and sales were effected pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Act of 1934.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.31, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.74, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The option was fully vested on June 5, 2013.