PIANO CHRISTINE R 4
4 · Clifton Bancorp Inc. · Filed Dec 5, 2017
Insider Transaction Report
Form 4
PIANO CHRISTINE R
EVP, CFO & Treasurer
Transactions
- Disposition to Issuer
Common Stock
2017-12-04$17.49/sh−47,767$835,445→ 54,995 total - Exercise/Conversion
Incentive Stock Option
2017-12-04−14,450→ 21,675 totalExercise: $13.84From: 2016-09-02Exp: 2025-09-02→ Common Stock (14,450 underlying) - Exercise/Conversion
Non-Qualified Stock Option
2017-12-04−33,317→ 49,974 totalExercise: $13.84From: 2016-09-02Exp: 2025-09-02→ Common Stock (33,317 underlying) - Exercise/Conversion
Common Stock
2017-12-04$13.84/sh+33,317$461,107→ 88,312 total - Exercise/Conversion
Common Stock
2017-12-04$13.84/sh+14,450$199,988→ 102,762 total
Holdings
- 44,283(indirect: By ESOP)
Common Stock
- 36,848(indirect: By Stock Award)
Common Stock
- 1,362(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Since the reporting person's last report 12,283 shares previously held by Stock Award have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- [F4]Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- [F5]Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.