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RAYMOND JAMES FINANCIAL INC·4

Dec 19, 4:40 PM ET

ZANK DENNIS W 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 19, 2017

Insider Transaction Report

Form 4
Period: 2017-12-15
RAYMOND JAMES FINANCIAL INCRJF
ZANK DENNIS W
President - RJA
Transactions
  • Exercise/Conversion

    Common Stock

    2017-12-15+4,220→ 150,871 total
  • Gift

    Common Stock

    2017-12-04−50→ 146,651 total
  • Award

    Restricted Stock Units

    2017-12-15+3,895→ 3,895 total
    From: 2020-12-15Exp: 2020-12-15→ Common Stock (3,895 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-12-15−4,220→ 0 total
    From: 2017-12-15Exp: 2017-12-15→ Common Stock (4,220 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    52,412
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 28, 2017.
  • [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary