4//SEC Filing
Whitehouse David R 4
Accession 0001225208-18-000663
CIK 0000101829other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:32 PM ET
Size
13.6 KB
Accession
0001225208-18-000663
Insider Transaction Report
Form 4
Whitehouse David R
Vice President, Treasurer
Transactions
- Award
Stock Appreciation Right
2018-01-02$128.16/sh+6,700$858,672→ 6,700 totalExercise: $128.16From: 2021-01-02Exp: 2028-01-01→ Common Stock (6,700 underlying) - Exercise/Conversion
Common Stock
2018-01-02+2,175→ 6,000 total - Tax Payment
Common Stock
2018-01-02$128.16/sh−797$102,144→ 5,203 total - Exercise/Conversion
Restricted Stock Units 1/2/15
2018-01-02−2,175→ 0 total→ Common Stock (2,175 underlying) - Award
Restricted Stock Units RSU
2018-01-02$128.16/sh+2,171$278,235→ 2,171 totalFrom: 2021-01-02→ Common Stock (2,171 underlying)
Holdings
- 392(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC common stock.
- [F2]On January 2, 2015, the reporting person was granted 2,175 RSUs, which vested on the third anniversary of the grant date.
- [F3]Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
- [F4]The reporting person was also awarded 1,460 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
Documents
Issuer
UNITED TECHNOLOGIES CORP /DE/
CIK 0000101829
Entity typeother
Related Parties
1- filerCIK 0001638500
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:32 PM ET
- Size
- 13.6 KB