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4//SEC Filing

MCDONOUGH ROBERT J 4

Accession 0001225208-18-000668

CIK 0000101829other
View on SEC.govCompany Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:33 PM ET

Size

8.4 KB

Accession

0001225208-18-000668

Insider Transaction Report

Form 4
Period: 2018-01-02
UNITED TECHNOLOGIES CORP /DE/UTX
MCDONOUGH ROBERT J
President, UTC CCS
Transactions
  • Award

    Restricted Stock Units RSU

    2018-01-02$128.16/sh+6,500$833,040→ 6,500 total
    From: 2021-01-02→ Common Stock (6,500 underlying)
  • Award

    Stock Appreciation Right

    2018-01-02$128.16/sh+53,500$6,856,560→ 53,500 total
    Exercise: $128.16From: 2021-01-02Exp: 2028-01-01→ Common Stock (53,500 underlying)
Holdings

  • Common Stock

    18,051
Footnotes (2)
  • [F1]Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
  • [F2]The reporting person was also awarded 16,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.

Documents

1 file

Issuer

UNITED TECHNOLOGIES CORP /DE/

CIK 0000101829

→
Entity typeother

Related Parties

1
  • filerCIK 0001123874

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:33 PM ET
Size
8.4 KB
View on SEC.gov