Osowick Mark J 4
4 · CUMMINS INC · Filed Mar 5, 2018
Insider Transaction Report
Form 4
CUMMINS INCCMI
Osowick Mark J
VP - Human Resources Op.
Transactions
- Award
Common
2018-03-01+420→ 6,072.954 total - Tax Payment
Common
2018-03-01$160.89/sh−144$23,168→ 5,928.954 total
Holdings
- 1,351.97(indirect: By 401(k))
Common
- 650
Stock Option (Right-to-Buy)
Exercise: $67.58From: 2013-06-01Exp: 2020-06-01→ Common (650 underlying) - 480
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2016-04-02Exp: 2023-04-02→ Common (480 underlying) - 4,360
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (4,360 underlying) - 330
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2014-05-02Exp: 2021-05-02→ Common (330 underlying) - 370
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2015-04-02Exp: 2022-04-02→ Common (370 underlying) - 2,010
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (2,010 underlying) - 350
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (350 underlying) - 3,125
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (3,125 underlying) - 1,070
Stock Option (Right-to-Buy)
Exercise: $154.20From: 2017-07-16Exp: 2024-07-16→ Common (1,070 underlying)
Footnotes (3)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]Reflects 74.570 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
- [F3]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.