ZANK DENNIS W 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Mar 13, 2018
Insider Transaction Report
Form 4
ZANK DENNIS W
President - RJA
Transactions
- Gift
Common Stock
2018-02-27−22→ 150,849 total - Sale
Common Stock
2018-03-09$98.63/sh−20,003$1,972,812→ 130,846 total
Holdings
- 52,562(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $98.50 to $98.71.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 9, 2018.