CARPENTER JAMES J 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Mar 20, 2018
Insider Transaction Report
Form 4
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2018-03-16$14.11/sh−6,791$95,821→ 383,437 total - Other
Common Stock
2018-02-27$14.10/sh+163$2,298→ 13,708 total(indirect: By 401(k)) - Other
Common Stock
2017-12-31$13.22/sh+1,057$13,979→ 42,245 total(indirect: By ESOP)
Holdings
- 22,112(indirect: By Stock Award VIII)
Common Stock
- 16,166(indirect: By IRA)
Common Stock
- 35,778(indirect: By Stock Award IX)
Common Stock
- 11,323(indirect: By Stock Award VII)
Common Stock
- 69,734(indirect: By Stock Award XI)
Common Stock
- 41,586(indirect: By Stock Award X)
Common Stock
Footnotes (8)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- [F3]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F4]The remaining 35,778 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2018.
- [F5]The remaining 11,323 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
- [F6]The remaining 22,112 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 18, 2018.
- [F7]The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- [F8]As authorized under a plan approved by the Board of Directors in March 2017, 69,734 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.