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4//SEC Filing

CARPENTER JAMES J 4

Accession 0001225208-18-006753

CIK 0000910073other

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 9:10 AM ET

Size

11.7 KB

Accession

0001225208-18-006753

Insider Transaction Report

Form 4
Period: 2018-03-26
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
  • Award

    Common Stock

    2018-03-26+36,49436,494 total(indirect: By Stock Award XII)
Holdings
  • Common Stock

    (indirect: By ESOP)
    42,245
  • Common Stock

    (indirect: By IRA)
    16,166
  • Common Stock

    (indirect: By Stock Award VIII)
    11,056
  • Common Stock

    (indirect: By Stock Award XI)
    69,734
  • Common Stock

    (indirect: By 401(k))
    13,708
  • Common Stock

    (indirect: By Stock Award IX)
    23,852
  • Common Stock

    (indirect: By Stock Award X)
    41,586
  • Common Stock

    417,742
Footnotes (6)
  • [F1]As authorized under a plan approved by the Board of Directors in March 2018, 36,494 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.
  • [F2]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
  • [F3]The remaining 23,852 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
  • [F4]The remaining 11,056 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
  • [F5]The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
  • [F6]As authorized under a plan approved by the Board of Directors in March 2017, 69,734 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

Entity typeother

Related Parties

1
  • filerCIK 0001316829

Filing Metadata

Form type
4
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 9:10 AM ET
Size
11.7 KB