CARPENTER JAMES J 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Apr 2, 2018
Insider Transaction Report
Form 4
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2018-03-29$13.03/sh−6,830$88,995→ 424,859 total
Holdings
- 42,245(indirect: By ESOP)
Common Stock
- 16,166(indirect: By IRA)
Common Stock
- 13,708(indirect: By 401(k))
Common Stock
- 41,586(indirect: By Stock Award X)
Common Stock
- 55,787(indirect: By Stock Award XI)
Common Stock
- 36,494(indirect: By Stock Award XII)
Common Stock
- 11,056(indirect: By Stock Award VIII)
Common Stock
- 23,852(indirect: By Stock Award IX)
Common Stock
Footnotes (6)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]The remaining 23,852 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- [F3]The remaining 11,056 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- [F4]The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- [F5]The remaining 55,787 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- [F6]As authorized under a plan approved by the Board of Directors in March 2018, 36,494 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.