4//SEC Filing
Horton William E 4
Accession 0001225208-18-007236
CIK 0001281761other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:46 PM ET
Size
18.9 KB
Accession
0001225208-18-007236
Insider Transaction Report
Form 4
Horton William E
SEVP
Transactions
- Award
Performance Stock Units (2018)
2018-04-02+10,627→ 10,627 total→ Common Stock (15,940.5 underlying) - Exercise/Conversion
Restricted Stock Units
2018-04-01−13,889→ 30,000 totalExercise: $0.00→ Common Stock (13,889 underlying) - Award
Restricted Stock Units
2018-04-02+10,627→ 40,627 totalExercise: $0.00→ Common Stock (10,627 underlying) - Exercise/Conversion
Common Stock
2018-04-01+13,889→ 48,098 total - Exercise/Conversion
Common Stock
2018-04-01+13,889→ 61,987 total - Tax Payment
Common Stock
2018-04-02$18.58/sh−9,524$176,956→ 52,463 total - Exercise/Conversion
Performance Stock Units - 2015
2018-04-01−13,889→ 0 total→ Common Stock (13,889 underlying)
Holdings
- 8,000.981(indirect: Indirect - By 401 (k) Supplemental Plan)
Common Stock (phantom stock)
- 14,672.836(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.
- [F2]The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.
- [F3]Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- [F4]Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.
- [F5]The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.
- [F6]The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.
- [F7]Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.
- [F8]The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.
Documents
Issuer
REGIONS FINANCIAL CORP
CIK 0001281761
Entity typeother
Related Parties
1- filerCIK 0001611089
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:46 PM ET
- Size
- 18.9 KB