Bottone Arthur A. Jr. 4

4 · FUELCELL ENERGY INC · Filed Apr 9, 2018

Form 4

Period: 2018-04-05

Sr VP Chief Commercial Officer

Transactions

Exercise/Conversion
Employee Restricted Stock Unit
2018-04-06−110,166→ 629,323 total
→ Common Stock (110,166 underlying)
Award
Employee Restricted Stock Unit
2018-04-05+308,989→ 639,489 total
→ Common Stock (308,989 underlying)
Tax Payment
Common Stock
2018-04-06$1.80/sh−32,984$59,371→ 271,560 total
Exercise/Conversion
Common Stock
2018-04-06+110,166→ 304,544 total
Award
Employee Restricted Stock Unit
2018-04-05+100,000→ 739,489 total
→ Common Stock (100,000 underlying)

Footnotes (6)

[F1]Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.
[F2]Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.
[F3]Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.
[F4]The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
[F5]The Restricted Stock Units vest 100% on the third anniversary of the date of grant.
[F6]Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

Documents

1 file