4//SEC Filing
BEALE JEFFREY P 4
Accession 0001225208-18-008628
CIK 0000350797other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 3:04 PM ET
Size
24.9 KB
Accession
0001225208-18-008628
Insider Transaction Report
Form 4
BEALE JEFFREY P
Chief Administrative Officer
Transactions
- Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2018-05-01$53.80/sh−3,339$179,638→ 359,828.32 total - Award
Eaton Vance Corp. Non-voting Common Stock
2018-05-01$45.60/sh+246$11,218→ 364,206.32 total - Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2018-05-01$53.80/sh−3,954$212,725→ 355,874.32 total - Award
Eaton Vance Corp. Non-voting Common Stock
2017-11-01$38.66/sh+290$11,213→ 370,300.32 total - Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2018-05-01$53.80/sh−1,039$55,898→ 363,167.32 total - Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2018-05-01$53.80/sh−5,417$291,435→ 350,457.32 total
Holdings
- 52,320
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (52,320 underlying) - 29,389(indirect: By Trust)
Eaton Vance Corp. Common Stock (Voting)
- 47,089
Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (47,089 underlying) - 44,999
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (44,999 underlying) - 57,460
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (57,460 underlying) - 52,560
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (52,560 underlying) - 35,860
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (35,860 underlying) - 29,389
Voting Trust Receipt
- 35,410
Option (right to buy)
Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (35,410 underlying) - 31,987
Option (right to buy)
Exercise: $28.68Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (31,987 underlying)
Footnotes (11)
- [F1]These shares were acquired under the 2013 Nonqualified Employee Stock Purchase plan, which is a 16b-3 Plan.
- [F10]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F11]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F2]Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
- [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
- [F4]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
- [F5]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
- [F6]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F7]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
- [F8]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F9]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001225358
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 3:04 PM ET
- Size
- 24.9 KB