Garfield David R 4
4 · SCHWAB CHARLES CORP · Filed May 7, 2018
Insider Transaction Report
Form 4
Garfield David R
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2018-05-07$26.39/sh+14,988$395,533→ 33,084 total - Exercise/Conversion
Common Stock
2018-05-07$30.17/sh+12,786$385,754→ 45,870 total - Exercise/Conversion
Common Stock
2018-05-07$42.99/sh+9,556$410,812→ 55,426 total - Sale
Common Stock
2018-05-07$57.01/sh−9,556$544,758→ 45,870 total - Sale
Common Stock
2018-05-07$57.01/sh−12,786$728,890→ 33,084 total - Sale
Common Stock
2018-05-07$57.01/sh−14,988$854,419→ 18,096 total - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2018-05-07−14,988→ 29,977 totalExercise: $26.39From: 2017-03-01Exp: 2026-03-01→ Common Stock (14,988 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2018-05-07−9,556→ 28,671 totalExercise: $42.99From: 2018-03-01Exp: 2027-03-01→ Common Stock (9,556 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2018-05-07−12,786→ 12,786 totalExercise: $30.17From: 2016-03-02Exp: 2025-03-02→ Common Stock (12,786 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.