4//SEC Filing
DASEKE DON R 4
Accession 0001225208-18-010243
CIK 0001642453other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 9:10 PM ET
Size
10.6 KB
Accession
0001225208-18-010243
Insider Transaction Report
Form 4
Daseke, Inc.DSKE
DASEKE DON R
DirectorCEO and President10% Owner
Transactions
- Award
Common Stock
2018-06-01+245,411→ 1,554,206 total - Award
Common Stock
2018-06-01+2,579,685→ 16,337,314 total(indirect: By The Walden Group, Inc.) - Award
Common Stock
2018-06-01+5,408→ 34,249 total(indirect: By Spouse)
Footnotes (6)
- [F1]The Reporting Person became entitled to receive these shares on June 1, 2018 for no additional consideration pursuant to an earnout provision in the Agreement and Plan of Merger between Daseke, Inc., Hennessy Capital Acquisition Corp. II, HCAC Merger Sub, Inc., and Don R. Daseke, solely in his capacity as the Stockholder Representative, dated December 22, 2016 (the "Merger Agreement"). Subject to achievement of the associated earnout milestones, the Reporting Person's right to receive these additional shares became irrevocable on February 27, 2017, the closing date of the transactions under the Merger Agreement.
- [F2]The calculation for the value of these shares was established in the Merger Agreement.
- [F3]Mr. Daseke's spouse became entitled to receive these shares on June 1, 2018 for no additional consideration pursuant to an earnout provision in the Agreement and Plan of Merger between Daseke, Inc., Hennessy Capital Acquisition Corp. II, HCAC Merger Sub, Inc., and Don R. Daseke, solely in his capacity as the Stockholder Representative, dated December 22, 2016 (the "Merger Agreement"). Subject to achievement of the associated earnout milestones, Mr. Daseke's souse's right to receive these additional shares became irrevocable on February 27, 2017, the closing date of the transactions under the Merger Agreement.
- [F4]Held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F5]The Walden Group, Inc. ("WGI") became entitled to receive these shares on June 1, 2018 for no additional consideration pursuant to an earnout provision in the Agreement and Plan of Merger between Daseke, Inc., Hennessy Capital Acquisition Corp. II, HCAC Merger Sub, Inc., and Don R. Daseke, solely in his capacity as the Stockholder Representative, dated December 22, 2016 (the "Merger Agreement"). Subject to achievement of the associated earnout milestones, WGI's right to receive these additional shares became irrevocable on February 27, 2017, the closing date of the transactions under the Merger Agreement.
- [F6]Held of record by WGI Mr. Daseke is the President and majority stockholder of WGI and therefore may be deemed to beneficially own all of the shares held of record. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Daseke, Inc.
CIK 0001642453
Entity typeother
Related Parties
1- filerCIK 0000927879
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 9:10 PM ET
- Size
- 10.6 KB