4//SEC Filing
Diaz Mauricio 4
Accession 0001225208-18-012988
CIK 0001274032other
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 6:09 PM ET
Size
12.2 KB
Accession
0001225208-18-012988
Insider Transaction Report
Form 4
Diaz Mauricio
DirectorCEO
Transactions
- Award
Promissory Notes
2018-06-22+424,348→ 424,348 total(indirect: By LLC)Exercise: $3.68→ Common Stock (424,348 underlying) - Conversion
Promissory Notes
2018-08-15−424,348→ 0 total(indirect: By LLC)Exercise: $3.68→ Common Stock (424,348 underlying) - Conversion
Common Stock
2018-08-15$3.68/sh+424,348$1,561,601→ 549,362 total(indirect: By LLC) - Award
Common Stock
2018-08-17$3.82/sh+41,672$159,187→ 591,034 total(indirect: By LLC)
Footnotes (5)
- [F1]Issuance of shares pursuant to the terms of the Exchange Agreement described in footnote 4.
- [F2]The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]Issuance of shares to the reporting person pursuant to (i) the Agreement and Plan of Merger, dated July 25, 2017, and as amended thereafter, by and among the issuer, Cooltech Holding Corp., a Nevada corporation ("Cooltech"), and InfoSonics Acquisition Sub, Inc., a Nevada corporation and wholly owned subsidiary of the issuer (the transactions contemplated thereby, the "Merger") and (ii) exercise of the option evidenced by the Option Agreement, dated January 5, 2018, and as amended thereafter, by and between OneClick International, LLC, a Florida limited liability company, and Delavaco Partners Inc., an Ontario corporation, issued in connection with the Merger.
- [F4]In connection with the issuer's assumption of obligations of Cooltech under promissory notes held by the reporting person ("Exchange Notes"), the reporting person entered into an Exchange Agreement as of June 22, 2018 with the issuer, pursuant to which the Exchange Notes could be surrendered for shares of common stock of the issuer, based on a per share price of $3.68.
- [F5]Surrender of Exchange Notes for shares of common stock.
Documents
Issuer
Cool Holdings, Inc.
CIK 0001274032
Entity typeother
Related Parties
1- filerCIK 0001733839
Filing Metadata
- Form type
- 4
- Filed
- Aug 29, 8:00 PM ET
- Accepted
- Aug 30, 6:09 PM ET
- Size
- 12.2 KB