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CARPENTER JAMES J 4

Accession 0001225208-18-013246

CIK 0000910073other
View on SEC.govCompany Profile

Filed

Sep 6, 8:00 PM ET

Accepted

Sep 7, 12:57 PM ET

Size

11.8 KB

Accession

0001225208-18-013246

Insider Transaction Report

Form 4
Period: 2018-08-21
NEW YORK COMMUNITY BANCORP INCNYCB
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
  • Other

    Common Stock

    2018-08-21$11.18/sh+216$2,415→ 14,441 total(indirect: By 401(k))
Holdings

  • Common Stock

    424,859

  • Common Stock

    (indirect: By IRA)
    16,166

  • Common Stock

    (indirect: By Stock Award VIII)
    11,056

  • Common Stock

    (indirect: By Stock Award XII)
    36,494

  • Common Stock

    (indirect: By ESOP)
    42,245

  • Common Stock

    (indirect: By Stock Award IX)
    23,852

  • Common Stock

    (indirect: By Stock Award X)
    41,586

  • Common Stock

    (indirect: By Stock Award XI)
    55,787
Footnotes (7)
  • [F1]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]The remaining 23,852 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
  • [F4]The remaining 11,056 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
  • [F5]The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
  • [F6]The remaining 55,787 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
  • [F7]As authorized under a plan approved by the Board of Directors in March 2018, 36,494 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

→
Entity typeother

Related Parties

1
  • filerCIK 0001316829

Filing Metadata

Form type
4
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 12:57 PM ET
Size
11.8 KB
View on SEC.gov