REZK CARLOS FELIPE 4
4 · Cool Holdings, Inc. · Filed Sep 17, 2018
Insider Transaction Report
Form 4
REZK CARLOS FELIPE
DirectorChief Sales & Mktg Officer
Transactions
- Award
Warrant (Right to Buy)
2018-08-15+361,018→ 361,018 total(indirect: By LLC)Exercise: $3.56From: 2019-02-15Exp: 2021-03-15→ Common Stock (361,018 underlying)
Footnotes (2)
- [F1]In connection with the issuer's assumption of obligations of Cooltech Holdings Corp., a Nevada corporation ("Cooltech"), under promissory notes held by the reporting person ("Exchange Notes"), the reporting person entered into an Exchange Agreement as of June 22, 2018 with the issuer, pursuant to which the Exchange Notes could be surrendered for shares of common stock of the issuer, based on a per share price of $3.68, and a warrant to purchase shares of common stock of the issuer at a per share price of $3.56. This Form 4 reports acquisition of the warrant effective August 15, 2018 under the Exchange Agreement.
- [F2]The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.