4//SEC Filing
Diaz Mauricio 4
Accession 0001225208-18-013479
CIK 0001274032other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:34 PM ET
Size
6.1 KB
Accession
0001225208-18-013479
Insider Transaction Report
Form 4
Diaz Mauricio
DirectorCEO
Transactions
- Award
Warrant (Right to Buy)
2018-08-15+424,348→ 424,348 total(indirect: By LLC)Exercise: $3.56From: 2019-02-15Exp: 2021-08-15→ Common Stock (424,348 underlying)
Footnotes (2)
- [F1]In connection with the issuer's assumption of obligations of Cooltech Holdings Corp., a Nevada corporation ("Cooltech"), under promissory notes held by the reporting person ("Exchange Notes"), the reporting person entered into an Exchange Agreement as of June 22, 2018 with the issuer, pursuant to which the Exchange Notes could be surrendered for shares of common stock of the issuer, based on a per share price of $3.68, and a warrant to purchase shares of common stock of the issuer at a per share price of $3.56. This Form 4 reports acquisition of the warrant effective August 15, 2018 under the Exchange Agreement.
- [F2]The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Cool Holdings, Inc.
CIK 0001274032
Entity typeother
Related Parties
1- filerCIK 0001733839
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 4:34 PM ET
- Size
- 6.1 KB