Cook Jill E 4
4 · CUMMINS INC · Filed Oct 4, 2018
Insider Transaction Report
Form 4
CUMMINS INCCMI
Cook Jill E
VP-Human Resources
Transactions
- Exercise/Conversion
Common
2018-10-03$58.12/sh+4,360$253,381→ 14,985 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2018-10-03−4,360→ 0 totalExercise: $58.12From: 2012-03-01Exp: 2020-03-01→ Common (4,360 underlying) - Sale
Common
2018-10-03$150.00/sh−4,360$654,000→ 9,678 total - Sale
Common
2018-10-03$150.00/sh−947$142,050→ 14,038 total
Holdings
- 3,260
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (3,260 underlying) - 4,810
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (4,810 underlying) - 16,490
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (16,490 underlying) - 6,440
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (6,440 underlying) - 10,630
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (10,630 underlying) - 7,390
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (7,390 underlying) - 2,192.68(indirect: By 401(k))
Common
- 4,410
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (4,410 underlying) - 6,480
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (6,480 underlying)
Footnotes (2)
- [F1]Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.