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4//SEC Filing

ROSE MARYA M 4

Accession 0001225208-18-014510

CIK 0000026172other

View on SEC.gov Company Profile

Filed

Oct 9, 8:00 PM ET

Accepted

Oct 10, 10:16 AM ET

Size

22.5 KB

Accession

0001225208-18-014510

Insider Transaction Report

Form 4

Period: 2018-10-08

V.P. - General Counsel

Transactions

Exercise/Conversion
Stock Option (Right-to-Buy)
2018-10-08−7,350→ 0 total
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (7,350 underlying)
Exercise/Conversion
Common
2018-10-08$120.28/sh+7,350$884,058→ 24,424 total
Exercise/Conversion
Common
2018-10-08$119.77/sh+5,220$625,199→ 29,644 total
Sale
Common
2018-10-08$151.07/sh−5,220$788,586→ 22,415 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2018-10-08−5,220→ 0 total
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (5,220 underlying)
Sale
Common
2018-10-08$151.07/sh−7,350$1,110,366→ 15,065 total
Sale
Common
2018-10-08$151.07/sh−2,009$303,500→ 27,635 total

Holdings

Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (10,860 underlying)
10,860
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (8,190 underlying)
8,190
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (14,380 underlying)
14,380
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (10,280 underlying)
10,280
Common
(indirect: By 401(k))
301.58
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (22,310 underlying)
22,310
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (10,970 underlying)
10,970

Footnotes (2)

[F1]Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.
[F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Documents

1 file

4
doc4.xmlPrimary

Issuer

CUMMINS INC

CIK 0000026172

Entity typeother

Related Parties

1

filerCIK 0001238889

Filing Metadata

Form type: 4
Filed: Oct 9, 8:00 PM ET
Accepted: Oct 10, 10:16 AM ET
Size: 22.5 KB

View on SEC.gov