ROSE MARYA M 4

4 · CUMMINS INC · Filed Oct 10, 2018

Form 4

Period: 2018-10-08

V.P. - General Counsel

Transactions

Exercise/Conversion
Stock Option (Right-to-Buy)
2018-10-08−7,350→ 0 total
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (7,350 underlying)
Exercise/Conversion
Common
2018-10-08$120.28/sh+7,350$884,058→ 24,424 total
Exercise/Conversion
Common
2018-10-08$119.77/sh+5,220$625,199→ 29,644 total
Sale
Common
2018-10-08$151.07/sh−5,220$788,586→ 22,415 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2018-10-08−5,220→ 0 total
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (5,220 underlying)
Sale
Common
2018-10-08$151.07/sh−7,350$1,110,366→ 15,065 total
Sale
Common
2018-10-08$151.07/sh−2,009$303,500→ 27,635 total

Holdings

Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (10,860 underlying)
10,860
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (8,190 underlying)
8,190
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (14,380 underlying)
14,380
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (10,280 underlying)
10,280
Common
(indirect: By 401(k))
301.58
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (22,310 underlying)
22,310
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (10,970 underlying)
10,970

Footnotes (2)

[F1]Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.
[F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Documents

1 file