MENTESANA GARY A 4
4 · MMA CAPITAL MANAGEMENT, LLC · Filed Oct 18, 2018
Insider Transaction Report
Form 4
MENTESANA GARY A
Executive Vice President
Transactions
- Exercise/Conversion
Common
2018-10-17$1.80/sh+32,000$57,600→ 243,243 total - Tax Payment
Common
2018-10-17$26.45/sh−17,379$459,588→ 227,864 total - Exercise/Conversion
Options to purchase common shares
2018-10-17$1.35/sh−2,000$2,700→ 0 totalExercise: $1.35From: 2010-01-07Exp: 2020-01-07→ Common (2,000 underlying) - Exercise/Conversion
Options to purchase common shares
2018-10-17$1.80/sh−32,000$57,600→ 68,000 totalExercise: $1.80From: 2012-03-29Exp: 2022-03-29→ Common (32,000 underlying) - Exercise/Conversion
Common
2018-10-17$1.35/sh+2,000$2,700→ 245,243 total
Footnotes (3)
- [F1]Withholding of shares to cover exercise price and taxes for optionee.
- [F2]Exercise of options pursuant to a Rule 10b5-1 plan adopted March 29, 2018.
- [F3]As a result of the transition to an external management arrangement effective January 8, 2018 Mr. Mentesana terminated employment with the Company, as a result the options must be exercised no later than January 7, 2019