ALI HASSAN 4
4 · Mueller Water Products, Inc. · Filed Nov 29, 2018
Insider Transaction Report
Form 4
ALI HASSAN
SVP, Engineering and IT
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2018-11-28−30,737→ 0 totalExercise: $4.97Exp: 2019-10-27→ Common Stock (30,737 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-11-28−16,000→ 0 totalExercise: $3.52Exp: 2020-11-30→ Common Stock (16,000 underlying) - Tax Payment
Common Stock
2018-11-28$10.58/sh−630$6,665→ 109,294 total - Sale
Common Stock
2018-11-28$10.54/sh−46,737$492,421→ 62,557 total - Exercise/Conversion
Common Stock
2018-11-28$3.52/sh+16,000$56,320→ 109,924 total - Exercise/Conversion
Common Stock
2018-11-28$4.97/sh+30,737$152,763→ 93,924 total - Award
Restricted Stock Unit
2018-11-27$10.53/sh+7,692$80,997→ 14,057 total
Footnotes (4)
- [F1]Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
- [F2]Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- [F3]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.64, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.