Neuman Semone 4

4 · HMS HOLDINGS CORP · Filed Nov 30, 2018

Insider Transaction Report

Form 4

Period: 2018-11-28

HMS HOLDINGS CORPHMSY

Wagner Semone

EVP, Operations

Transactions

Exercise/Conversion
Common Stock
2018-11-28$16.77/sh+50,607$848,679→ 150,669 total
Exercise/Conversion
Common Stock
2018-11-28$19.04/sh+12,936$246,301→ 163,605 total
Sale
Common Stock
2018-11-28$34.48/sh−30,352$1,046,452→ 135,806 total
Exercise/Conversion
Common Stock
2018-11-29$16.64/sh+21,192$352,635→ 121,254 total
Sale
Common Stock
2018-11-29$35.07/sh−21,479$753,296→ 100,062 total
Exercise/Conversion
Nonqualified Stock Option (Right to Buy)
2018-11-28−12,936→ 64,684 total
Exercise: $19.04Exp: 2027-06-09→ Common Stock (12,936 underlying)
Exercise/Conversion
Nonqualified Stock Option (Right to Buy)
2018-11-28−50,607→ 287 total
Exercise: $16.77Exp: 2022-03-03→ Common Stock (50,607 underlying)
Exercise/Conversion
Nonqualified Stock Option (Right to Buy)
2018-11-29−287→ 0 total
Exercise: $16.77Exp: 2022-03-03→ Common Stock (287 underlying)
Exercise/Conversion
Nonqualified Stock Option (Right to Buy)
2018-11-29−21,192→ 0 total
Exercise: $16.64Exp: 2022-05-13→ Common Stock (21,192 underlying)
Exercise/Conversion
Common Stock
2018-11-28$21.36/sh+2,553$54,532→ 166,158 total
Sale
Common Stock
2018-11-28$33.93/sh−35,744$1,212,655→ 100,062 total
Exercise/Conversion
Common Stock
2018-11-29$16.77/sh+287$4,813→ 121,541 total
Exercise/Conversion
Nonqualified Stock Option (Right to Buy)
2018-11-28−2,553→ 0 total
Exercise: $21.36Exp: 2020-11-14→ Common Stock (2,553 underlying)

Footnotes (7)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.27 to $34.72, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27. to $34.26, inclusive.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.71 to $35.31, inclusive.
[F4]One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
[F5]One-half of the option vests in 3 equal installments on the March 3, 2018, March 3, 2019 and and March 3, 2020. The other one-half of the option vests as follows: two-thirds vests on March 3, 2019 and one-third vests on March 3, 2020.
[F6]One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
[F7]One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018.

Documents

1 file

4
doc4.xmlPrimary