SCHWAB CHARLES CORP·4

Dec 4, 9:37 PM ET

Kallsen Terri R 4

4 · SCHWAB CHARLES CORP · Filed Dec 4, 2018

Insider Transaction Report

Form 4
Period: 2018-12-03
Kallsen Terri R
EVP - Investor Services
Transactions
  • Sale

    Common Stock

    2018-12-03$46.10/sh4,053$186,8290 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2018-12-03$28.44/sh+4,053$115,2674,913 total(indirect: By Trust)
  • Sale

    Common Stock

    2018-12-03$46.06/sh860$39,6124,053 total(indirect: By Trust)
  • Exercise/Conversion

    Nonqualified Stock Option (right to buy)

    2018-12-034,0530 total
    Exercise: $28.44From: 2015-11-03Exp: 2024-11-03Common Stock (4,053 underlying)
Holdings
  • Common Stock

    (indirect: by ESPP)
    1,180
Footnotes (3)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
  • [F2]This transaction was executed in multiple trades at prices ranging from $45.6501 to $46.3150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]This transaction was executed in multiple trades at prices ranging from $45.70 to $46.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Documents

1 file
  • 4
    doc4.xmlPrimary