4//SEC Filing
ROSE MARYA M 4
Accession 0001225208-18-016252
CIK 0000026172other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 9:11 AM ET
Size
15.0 KB
Accession
0001225208-18-016252
Insider Transaction Report
Form 4
CUMMINS INCCMI
ROSE MARYA M
V.P. - General Counsel
Transactions
- Sale
Common
2018-12-03$155.00/sh−10,970$1,700,350→ 15,065 total - Exercise/Conversion
Common
2018-12-03$111.84/sh+10,970$1,226,885→ 26,035 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2018-12-03−10,970→ 0 totalExercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (10,970 underlying)
Holdings
- 22,310
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (22,310 underlying) - 14,380
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (14,380 underlying) - 10,280
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (10,280 underlying) - 10,860
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (10,860 underlying) - 301.37(indirect: By 401(k))
Common
- 8,190
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (8,190 underlying)
Footnotes (2)
- [F1]Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Documents
Issuer
CUMMINS INC
CIK 0000026172
Entity typeother
Related Parties
1- filerCIK 0001238889
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 9:11 AM ET
- Size
- 15.0 KB