Ross Roger Alan 4

4 · ESTERLINE TECHNOLOGIES CORP · Filed Dec 10, 2018

Form 4

Period: 2018-12-06

Segment President

Transactions

Exercise/Conversion
Common Stock
2018-12-06$78.87/sh+7,875$621,101→ 12,454 total
Exercise/Conversion
Common Stock
2018-12-06$79.31/sh+3,600$285,516→ 16,054 total
Sale
Common Stock
2018-12-06$121.29/sh−14,590$1,769,621→ 5,064 total
Exercise/Conversion
Common Stock
2018-12-06$71.85/sh+2,550$183,218→ 18,604 total
Exercise/Conversion
Common Stock
2018-12-06$92.75/sh+1,050$97,388→ 19,654 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-12-06−1,050→ 3,150 total
Exercise: $92.75From: 2018-11-07Exp: 2027-11-07→ Common Stock (1,050 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-12-06−7,875→ 2,625 total
Exercise: $78.87From: 2016-08-24Exp: 2025-08-24→ Common Stock (7,875 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-12-06−2,550→ 2,550 total
Exercise: $71.85From: 2017-11-08Exp: 2026-11-08→ Common Stock (2,550 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-12-06−3,600→ 1,200 total
Exercise: $79.31From: 2016-11-18Exp: 2025-11-18→ Common Stock (3,600 underlying)

Footnotes (5)

[F1]The price in Column 4 is a weighted average sale price. The prices actually received ranged from $121.21 to $121.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
[F2]This option vests and becomes exercisable in four annual increments of 25% each commencing on August 24, 2016.
[F3]This option vests and becomes exercisable in four annual increments of 25% each commencing on November 7, 2018.
[F4]This option vests and becomes exercisable in four annual increments of 25% each commencing on November 8, 2017.
[F5]This option vests and becomes exercisable in four annual increments of 25% each commencing on November 18, 2016.

Documents

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