RAYMOND JAMES FINANCIAL INC·4

Dec 18, 3:53 PM ET

TROCIN JEFFREY E 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 18, 2018

Insider Transaction Report

Form 4
Period: 2018-12-14
TROCIN JEFFREY E
Executive Vice President - RJF
Transactions
  • Exercise/Conversion

    Common Stock

    2018-12-15+4,415195,290 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-154,4150 total
    From: 2018-12-15Exp: 2018-12-15Common Stock (4,415 underlying)
  • Award

    Restricted Stock Units

    2018-12-14+4,6314,631 total
    From: 2021-12-14Exp: 2021-12-14Common Stock (4,631 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    5,714
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2018.
  • [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary