Home/Filings/5/0001225208-19-001022
5//SEC Filing

Ewald Thaddeus B 5

Accession 0001225208-19-001022

CIK 0000026172other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 11:10 AM ET

Size

17.2 KB

Accession

0001225208-19-001022

Insider Transaction Report

Form 5
Period: 2018-12-31
Ewald Thaddeus B
VP - Corporate Strategy
Transactions
  • Award

    Stock Option (Right-to-Buy)

    2014-11-01+890890 total
    Exercise: $146.18From: 2017-11-01Exp: 2024-11-01Common (890 underlying)
Holdings
  • Stock Option (Right-to-Buy)

    Exercise: $136.82From: 2018-04-02Exp: 2025-04-02Common (4,470 underlying)
    4,470
  • Stock Option (Right-to-Buy)

    Exercise: $119.77From: 2014-05-02Exp: 2021-05-02Common (980 underlying)
    980
  • Stock Option (Right-to-Buy)

    Exercise: $149.72From: 2020-04-03Exp: 2027-04-03Common (7,500 underlying)
    7,500
  • Stock Option (Right-to-Buy)

    Exercise: $160.10From: 2021-04-03Exp: 2028-04-03Common (6,520 underlying)
    6,520
  • Common

    (indirect: By 401(k))
    1,980.36
  • Stock Option (Right-to-Buy)

    Exercise: $109.09From: 2019-04-04Exp: 2026-04-04Common (10,670 underlying)
    10,670
  • Stock Option (Right-to-Buy)

    Exercise: $120.28From: 2015-04-02Exp: 2022-04-02Common (1,290 underlying)
    1,290
  • Stock Option (Right-to-Buy)

    Exercise: $149.34From: 2017-04-02Exp: 2024-04-02Common (1,600 underlying)
    1,600
  • Common

    4,601
  • Stock Option (Right-to-Buy)

    Exercise: $111.84From: 2016-04-02Exp: 2023-04-02Common (1,910 underlying)
    1,910
Footnotes (2)
  • [F1]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
  • [F2]Represents award of options benefically held by the reporting person not previously reported on Form 4.

Documents

1 file

Issuer

CUMMINS INC

CIK 0000026172

Entity typeother

Related Parties

1
  • filerCIK 0001613720

Filing Metadata

Form type
5
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 11:10 AM ET
Size
17.2 KB