5//SEC Filing
Osowick Mark J 5
Accession 0001225208-19-001024
CIK 0000026172other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 11:11 AM ET
Size
18.9 KB
Accession
0001225208-19-001024
Insider Transaction Report
Form 5
CUMMINS INCCMI
Osowick Mark J
VP - Human Resources Op.
Transactions
- Tax Payment
Common
2018-03-01−2→ 6,006.776 total
Holdings
- 1,393.07(indirect: By 401(k))
Common
- 350
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (350 underlying) - 2,010
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (2,010 underlying) - 3,125
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (3,125 underlying) - 330
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2014-05-02Exp: 2021-05-02→ Common (330 underlying) - 2,390
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (2,390 underlying) - 650
Stock Option (Right-to-Buy)
Exercise: $67.58From: 2013-06-01Exp: 2020-06-01→ Common (650 underlying) - 4,360
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (4,360 underlying) - 1,070
Stock Option (Right-to-Buy)
Exercise: $154.20From: 2017-07-16Exp: 2024-07-16→ Common (1,070 underlying) - 480
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2016-04-02Exp: 2023-04-02→ Common (480 underlying) - 370
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2015-04-02Exp: 2022-04-02→ Common (370 underlying)
Footnotes (3)
- [F1]Reflects a negative adjustment of 2 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.
- [F2]Reflects 79.822 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
- [F3]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Documents
Issuer
CUMMINS INC
CIK 0000026172
Entity typeother
Related Parties
1- filerCIK 0001613380
Filing Metadata
- Form type
- 5
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 11:11 AM ET
- Size
- 18.9 KB