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5//SEC Filing

Nusterer Norbert 5

Accession 0001225208-19-001025

CIK 0000026172other
View on SEC.govCompany Profile

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 11:11 AM ET

Size

15.0 KB

Accession

0001225208-19-001025

Insider Transaction Report

Form 5
Period: 2018-12-31
CUMMINS INCCMI
Nusterer Norbert
VP & President - Power Systems
Transactions
  • Award

    Stock Option (Right-to-Buy)

    2016-08-01+3,880→ 3,880 total
    Exercise: $121.80From: 2019-08-01Exp: 2026-08-01→ Common (3,880 underlying)
Holdings

  • Common

    (indirect: By 401(k))
    339.95

  • Stock Option (Right-to-Buy)

    Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (6,305 underlying)
    6,305

  • Stock Option (Right-to-Buy)

    Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (8,760 underlying)
    8,760

  • Common

    6,366

  • Stock Option (Right-to-Buy)

    Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (2,905 underlying)
    2,905

  • Stock Option (Right-to-Buy)

    Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (7,820 underlying)
    7,820

  • Stock Option (Right-to-Buy)

    Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (1,100 underlying)
    1,100

  • Stock Option (Right-to-Buy)

    Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (1,780 underlying)
    1,780
Footnotes (3)
  • [F1]Reflects a negative adjustment of 3 shares since the reporting person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.
  • [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
  • [F3]Represents award of options beneficially held by the reporting person not previously reported on Form 4.

Documents

1 file

Issuer

CUMMINS INC

CIK 0000026172

→
Entity typeother

Related Parties

1
  • filerCIK 0001680107

Filing Metadata

Form type
5
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 11:11 AM ET
Size
15.0 KB
View on SEC.gov