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4//SEC Filing

COOK STEPHEN 4

Accession 0001225208-19-001792

CIK 0000908937other

View on SEC.gov Company Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:16 PM ET

Size

20.7 KB

Accession

0001225208-19-001792

Insider Transaction Report

Form 4

Period: 2019-02-01

SIRIUS XM HOLDINGS INC.(SIRI)

EVP, Sales and Automotive

Transactions

Award
Common Stock
2019-02-01+94,065→ 1,445,007 total
Tax Payment
Common Stock
2019-02-05$6.10/sh−30,094$183,573→ 1,550,525 total
Tax Payment
Common Stock
2019-02-05$6.15/sh−63,788$392,296→ 1,430,619 total
Award
Stock Option (Right to Buy)
2019-02-01$5.98/sh+461,670$2,760,787→ 461,670 total
Exercise: $5.98From: 2020-02-01Exp: 2029-02-01→ Common Stock (461,670 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-02-05$1.64/sh−100,000$164,000→ 0 total
Exercise: $1.64From: 2012-08-23Exp: 2021-08-23→ Common Stock (100,000 underlying)
Exercise/Conversion
Common Stock
2019-02-05$1.64/sh+100,000$164,000→ 1,530,619 total
Exercise/Conversion
Common Stock
2019-02-05$2.48/sh+50,000$124,000→ 1,580,619 total
Sale
Common Stock
2019-02-05$6.13/sh−56,118$344,132→ 1,494,407 total
Tax Payment
Common Stock
2019-02-01$5.83/sh−14,388$83,882→ 1,430,619 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-02-05$2.48/sh−50,000$124,000→ 800,000 total
Exercise: $2.48From: 2013-08-14Exp: 2022-08-14→ Common Stock (50,000 underlying)

Holdings

Common Stock
(indirect: By 401(k))
11,055

Footnotes (5)

[F1]Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.
[F2]Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
[F3]Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
[F4]Represents the weighted average sales price for the price increments ranging from $6.10 to $6.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F5]Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Documents

1 file

4
doc4.xmlPrimary

Issuer

SIRIUS XM HOLDINGS INC.

CIK 0000908937

Entity typeother

Related Parties

1

filerCIK 0001268619

Filing Metadata

Form type: 4
Filed: Feb 4, 7:00 PM ET
Accepted: Feb 5, 4:16 PM ET
Size: 20.7 KB

View on SEC.gov