Whitehouse David R 4
4 · UNITED TECHNOLOGIES CORP /DE/ · Filed Feb 7, 2019
Insider Transaction Report
Form 4
Whitehouse David R
Vice President, Treasurer
Transactions
- Award
Restricted Stock Units RSU
2019-02-05+4,021→ 4,021 totalFrom: 2022-02-05→ Common Stock (4,021 underlying) - Award
Stock Appreciation Right
2019-02-05$120.77/sh+12,350$1,491,510→ 12,350 totalExercise: $120.77From: 2022-02-05Exp: 2029-02-04→ Common Stock (12,350 underlying)
Holdings
- 6,066
Common Stock
- 401(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
- [F2]The reporting person was also awarded 2,680 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.