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4//SEC Filing

Whitehouse David R 4

Accession 0001225208-19-001972

CIK 0000101829other

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 4:36 PM ET

Size

9.1 KB

Accession

0001225208-19-001972

Insider Transaction Report

Form 4
Period: 2019-02-05
Whitehouse David R
Vice President, Treasurer
Transactions
  • Award

    Restricted Stock Units RSU

    2019-02-05+4,0214,021 total
    From: 2022-02-05Common Stock (4,021 underlying)
  • Award

    Stock Appreciation Right

    2019-02-05$120.77/sh+12,350$1,491,51012,350 total
    Exercise: $120.77From: 2022-02-05Exp: 2029-02-04Common Stock (12,350 underlying)
Holdings
  • Common Stock

    6,066
  • Common Stock

    (indirect: By Trust)
    401
Footnotes (2)
  • [F1]Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
  • [F2]The reporting person was also awarded 2,680 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.

Documents

1 file

Issuer

UNITED TECHNOLOGIES CORP /DE/

CIK 0000101829

Entity typeother

Related Parties

1
  • filerCIK 0001638500

Filing Metadata

Form type
4
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:36 PM ET
Size
9.1 KB