RAYMOND JAMES FINANCIAL INC·4

Mar 4, 9:01 AM ET

von Arentschildt Charles 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Mar 4, 2019

Insider Transaction Report

Form 4
Period: 2019-02-28
Transactions
  • Exercise/Conversion

    Common Stock

    2019-02-28+1,6447,159 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-281,6441,789 total
    Common Stock (1,644 underlying)
  • Award

    Restricted Stock Units

    2019-02-28+1,7893,433 total
    Common Stock (1,789 underlying)
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020.
  • [F3]The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Documents

1 file
  • 4
    doc4.xmlPrimary