ROSE MARYA M 4
4 · CUMMINS INC · Filed Mar 5, 2019
Insider Transaction Report
Form 4
CUMMINS INCCMI
ROSE MARYA M
V.P. - General Counsel
Transactions
- Tax Payment
Common
2019-03-01$154.41/sh−1,396$215,556→ 18,373 total - Award
Common
2019-03-01+4,704→ 19,769 total
Holdings
- 301.37(indirect: By 401(k))
Common
- 10,280
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (10,280 underlying) - 14,380
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (14,380 underlying) - 22,310
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (22,310 underlying) - 8,190
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (8,190 underlying) - 10,860
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (10,860 underlying)
Footnotes (2)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.