4//SEC Filing
Freeland Richard Joseph 4
Accession 0001225208-19-004544
CIK 0000026172other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 1:07 PM ET
Size
19.3 KB
Accession
0001225208-19-004544
Insider Transaction Report
Form 4
CUMMINS INCCMI
Freeland Richard Joseph
VP, Pres-WW Dist Business
Transactions
- Tax Payment
Common
2019-03-01$154.41/sh−3,565$550,472→ 6,671 total - Award
Common
2019-03-01+10,236→ 10,236 total
Holdings
- 2,867.11(indirect: By 401(k))
Common
- 31,270
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (31,270 underlying) - 1,960
Stock Option (Right-to-Buy)
Exercise: $154.20From: 2017-07-16Exp: 2024-07-16→ Common (1,960 underlying) - 26,070
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (26,070 underlying) - 11,027(indirect: By Trust)
Common
- 16,450
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (16,450 underlying) - 22,340
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (22,340 underlying) - 6,947(indirect: By GRAT #2)
Common
- 48,500
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (48,500 underlying) - 8,150
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (8,150 underlying) - 11,030
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (11,030 underlying) - 12,290
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (12,290 underlying)
Footnotes (2)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Documents
Issuer
CUMMINS INC
CIK 0000026172
Entity typeother
Related Parties
1- filerCIK 0001327988
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 1:07 PM ET
- Size
- 19.3 KB