Home/Filings/4/0001225208-19-004580
4//SEC Filing

Kallsen Terri R 4

Accession 0001225208-19-004580

CIK 0000316709other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 3:49 PM ET

Size

18.6 KB

Accession

0001225208-19-004580

Insider Transaction Report

Form 4
Period: 2019-03-01
Kallsen Terri R
EVP - Investor Services
Transactions
  • Exercise/Conversion

    Common Stock

    2019-03-01$46.77/sh+16,346$764,50238,828 total(indirect: By Trust)
  • Sale

    Common Stock

    2019-03-01$46.66/sh22,482$1,049,08216,346 total(indirect: By Trust)
  • Sale

    Common Stock

    2019-03-04$46.84/sh18,803$880,81916,346 total(indirect: By Trust)
  • Exercise/Conversion

    Nonqualified Stock Option (right to buy)

    2019-03-0418,8030 total
    Exercise: $30.17From: 2016-03-02Exp: 2025-03-02Common Stock (18,803 underlying)
  • Exercise/Conversion

    Common Stock

    2019-03-01$26.39/sh+22,482$593,30022,482 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2019-03-04$30.17/sh+18,803$567,28735,149 total(indirect: By Trust)
  • Exercise/Conversion

    Nonqualified Stock Option (right to buy)

    2019-03-0122,48222,483 total
    Exercise: $26.39From: 2017-03-01Exp: 2026-03-01Common Stock (22,482 underlying)
  • Award

    Nonqualified Stock Option (right to buy)

    2019-03-01+66,85666,856 total
    Exercise: $46.81From: 2020-03-01Exp: 2029-03-01Common Stock (66,856 underlying)
Holdings
  • Common Stock

    (indirect: by ESPP)
    1,249
Footnotes (5)
  • [F1]Shares acquired on the vesting of restricted stock units.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
  • [F3]This transaction was executed in multiple trades at prices ranging from $46.51 to $46.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This transaction was executed in multiple trades at prices ranging from $46.64 to $47.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F5]The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Documents

1 file

Issuer

SCHWAB CHARLES CORP

CIK 0000316709

Entity typeother

Related Parties

1
  • filerCIK 0001627137

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 3:49 PM ET
Size
18.6 KB