Kallsen Terri R 4
4 · SCHWAB CHARLES CORP · Filed Mar 5, 2019
Insider Transaction Report
Form 4
Kallsen Terri R
EVP - Investor Services
Transactions
- Exercise/Conversion
Common Stock
2019-03-01$46.77/sh+16,346$764,502→ 38,828 total(indirect: By Trust) - Sale
Common Stock
2019-03-01$46.66/sh−22,482$1,049,082→ 16,346 total(indirect: By Trust) - Sale
Common Stock
2019-03-04$46.84/sh−18,803$880,819→ 16,346 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2019-03-04−18,803→ 0 totalExercise: $30.17From: 2016-03-02Exp: 2025-03-02→ Common Stock (18,803 underlying) - Exercise/Conversion
Common Stock
2019-03-01$26.39/sh+22,482$593,300→ 22,482 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2019-03-04$30.17/sh+18,803$567,287→ 35,149 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2019-03-01−22,482→ 22,483 totalExercise: $26.39From: 2017-03-01Exp: 2026-03-01→ Common Stock (22,482 underlying) - Award
Nonqualified Stock Option (right to buy)
2019-03-01+66,856→ 66,856 totalExercise: $46.81From: 2020-03-01Exp: 2029-03-01→ Common Stock (66,856 underlying)
Holdings
- 1,249(indirect: by ESPP)
Common Stock
Footnotes (5)
- [F1]Shares acquired on the vesting of restricted stock units.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
- [F3]This transaction was executed in multiple trades at prices ranging from $46.51 to $46.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $46.64 to $47.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.