Home/Filings/4/0001225208-19-005443
4//SEC Filing

YOST ALBERT S 4

Accession 0001225208-19-005443

CIK 0000033619other

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 8:56 PM ET

Size

26.6 KB

Accession

0001225208-19-005443

Insider Transaction Report

Form 4
Period: 2019-02-14
YOST ALBERT S
Group Vice President
Transactions
  • Disposition to Issuer

    Common Stock

    2019-03-14$122.50/sh9,952$1,219,1200 total
  • Disposition to Issuer

    Restricted Stock Units

    2019-03-141,9000 total
    Exercise: $0.00From: 2020-11-07Exp: 2020-11-07Common Stock (1,900 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2019-03-144,8000 total
    Exercise: $92.75From: 2018-11-07Exp: 2027-11-07Common Stock (4,800 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2019-03-143,8000 total
    Exercise: $117.53From: 2015-12-11Exp: 2024-12-11Common Stock (3,800 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-03-142,3000 total
    Exercise: $0.00From: 2019-11-08Exp: 2019-11-08Common Stock (2,300 underlying)
  • Award

    Common Stock

    2019-03-14+3,2139,952 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2019-03-145,1000 total
    Exercise: $88.75From: 2014-12-05Exp: 2023-12-05Common Stock (5,100 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2019-03-145,8000 total
    Exercise: $71.85From: 2017-11-08Exp: 2026-11-08Common Stock (5,800 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2019-03-145,5000 total
    Exercise: $79.31From: 2016-11-18Exp: 2025-11-18Common Stock (5,500 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-03-145,1970 total
    Exercise: $0.00Common Stock (5,197 underlying)
  • Gift

    Common Stock

    2019-02-144,1276,739 total
Footnotes (6)
  • [F1]Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.
  • [F2]These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated and Thuderbird Merger Sub, Inc.
  • [F3]Pursuant to the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.
  • [F4]Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.
  • [F5]Pursuant to the Merger Agreement (a) 3,630 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,567 restricted stock units were forfeited for no consideration.
  • [F6]Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

Documents

1 file

Issuer

ESTERLINE TECHNOLOGIES CORP

CIK 0000033619

Entity typeother

Related Parties

1
  • filerCIK 0001476995

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 8:56 PM ET
Size
26.6 KB