4//SEC Filing
Ross Roger Alan 4
Accession 0001225208-19-005449
CIK 0000033619other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 8:57 PM ET
Size
22.9 KB
Accession
0001225208-19-005449
Insider Transaction Report
Form 4
Ross Roger Alan
Segment President
Transactions
- Award
Common Stock
2019-03-14+2,749→ 7,813 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2019-03-14−2,550→ 0 totalExercise: $71.85From: 2017-11-08Exp: 2026-11-08→ Common Stock (2,550 underlying) - Disposition to Issuer
Restricted Stock Units
2019-03-14−4,534→ 0 totalExercise: $0.00→ Common Stock (4,534 underlying) - Disposition to Issuer
Common Stock
2019-03-14$122.50/sh−7,813$957,093→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2019-03-14−3,150→ 0 totalExercise: $92.75From: 2018-11-07Exp: 2027-11-07→ Common Stock (3,150 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2019-03-14−1,200→ 0 totalExercise: $79.31From: 2016-11-18Exp: 2025-11-18→ Common Stock (1,200 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2019-03-14−2,625→ 0 totalExercise: $78.87From: 2016-08-24Exp: 2025-08-24→ Common Stock (2,625 underlying) - Disposition to Issuer
Restricted Stock Units
2019-03-14−1,700→ 0 totalExercise: $0.00From: 2020-11-07Exp: 2020-11-07→ Common Stock (1,700 underlying) - Disposition to Issuer
Restricted Stock Units
2019-03-14−2,000→ 0 totalExercise: $0.00From: 2019-11-08Exp: 2019-11-08→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc.
- [F2]Pursuant to the terms of the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.
- [F3]Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.
- [F4]Pursuant to the Merger Agreement (a) 3,167 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,367 restricted stock units were forfeited for no consideration.
- [F5]Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.
Documents
Issuer
ESTERLINE TECHNOLOGIES CORP
CIK 0000033619
Entity typeother
Related Parties
1- filerCIK 0001651443
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 8:57 PM ET
- Size
- 22.9 KB