Home/Filings/4/0001225208-19-005467
4//SEC Filing

FICALORA JOSEPH R 4

Accession 0001225208-19-005467

CIK 0000910073other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 2:32 PM ET

Size

16.7 KB

Accession

0001225208-19-005467

Insider Transaction Report

Form 4
Period: 2019-03-16
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
  • Tax Payment

    Common Stock

    2019-03-16$12.03/sh25,890$311,4573,603,320 total
  • Other

    Common Stock

    2019-02-26$12.33/sh+9,277$114,395682,226 total(indirect: By 401(k))
  • Other

    Common Stock

    2019-02-27$12.46/sh+8,837$110,147656,717 total(indirect: By ESOP)
  • Other

    Common Stock

    2019-02-26$12.32/sh+15,063$185,6141,106,919 total(indirect: By SERP)
  • Other

    Common Stock

    2018-12-31$10.01/sh+836$8,364647,880 total(indirect: By ESOP)
Holdings
  • Common Stock

    (indirect: By Stock Award X)
    105,738
  • Common Stock

    (indirect: By Stock Award VIII)
    46,068
  • Common Stock

    (indirect: By Stock Award XI)
    201,294
  • Common Stock

    (indirect: By Foundation)
    300,863
  • Common Stock

    (indirect: By Stock Award IX)
    93,022
  • Common Stock

    (indirect: By Stock Award XII)
    131,678
Footnotes (8)
  • [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
  • [F2]This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  • [F3]This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
  • [F4]The remaining 93,022 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
  • [F5]The remaining 46,068 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
  • [F6]The remaining 105,738 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020.
  • [F7]The remaining 201,294 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
  • [F8]As authorized under a plan approved by the Board of Directors in March 2018, 131,678 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

Entity typeother

Related Parties

1
  • filerCIK 0001215089

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 2:32 PM ET
Size
16.7 KB