FICALORA JOSEPH R 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Mar 19, 2019
Insider Transaction Report
Form 4
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
2019-03-16$12.03/sh−25,890$311,457→ 3,603,320 total - Other
Common Stock
2019-02-26$12.33/sh+9,277$114,395→ 682,226 total(indirect: By 401(k)) - Other
Common Stock
2019-02-27$12.46/sh+8,837$110,147→ 656,717 total(indirect: By ESOP) - Other
Common Stock
2019-02-26$12.32/sh+15,063$185,614→ 1,106,919 total(indirect: By SERP) - Other
Common Stock
2018-12-31$10.01/sh+836$8,364→ 647,880 total(indirect: By ESOP)
Holdings
- 105,738(indirect: By Stock Award X)
Common Stock
- 46,068(indirect: By Stock Award VIII)
Common Stock
- 201,294(indirect: By Stock Award XI)
Common Stock
- 300,863(indirect: By Foundation)
Common Stock
- 93,022(indirect: By Stock Award IX)
Common Stock
- 131,678(indirect: By Stock Award XII)
Common Stock
Footnotes (8)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- [F3]This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- [F4]The remaining 93,022 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- [F5]The remaining 46,068 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- [F6]The remaining 105,738 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020.
- [F7]The remaining 201,294 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- [F8]As authorized under a plan approved by the Board of Directors in March 2018, 131,678 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.