4//SEC Filing
CARPENTER JAMES J 4
Accession 0001225208-19-005469
CIK 0000910073other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 2:33 PM ET
Size
13.6 KB
Accession
0001225208-19-005469
Insider Transaction Report
Form 4
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
- Other
Common Stock
2019-02-26$12.33/sh+206$2,540→ 15,178 total(indirect: By 401(k)) - Tax Payment
Common Stock
2019-03-16$12.03/sh−6,789$81,672→ 431,932 total - Other
Common Stock
2018-12-31$10.01/sh+836$8,364→ 43,081 total(indirect: By ESOP)
Holdings
- 23,852(indirect: By Stock Award IX)
Common Stock
- 11,056(indirect: By Stock Award VIII)
Common Stock
- 36,494(indirect: By Stock Award XII)
Common Stock
- 16,166(indirect: By IRA)
Common Stock
- 27,724(indirect: By Stock Award X)
Common Stock
- 55,787(indirect: By Stock Award XI)
Common Stock
Footnotes (8)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- [F3]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F4]The remaining 23,852 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- [F5]The remaining 11,056 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- [F6]The remaining 27,724 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020.
- [F7]The remaining 55,787 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- [F8]As authorized under a plan approved by the Board of Directors in March 2018, 36,494 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.
Documents
Issuer
NEW YORK COMMUNITY BANCORP INC
CIK 0000910073
Entity typeother
Related Parties
1- filerCIK 0001316829
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 2:33 PM ET
- Size
- 13.6 KB