FICALORA JOSEPH R 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Apr 1, 2019
Insider Transaction Report
Form 4
FICALORA JOSEPH R
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
2019-03-29$11.57/sh−24,644$285,131→ 3,735,018 total
Holdings
- 682,226(indirect: By 401(k))
Common Stock
- 300,863(indirect: By Foundation)
Common Stock
- 105,738(indirect: By Stock Award X)
Common Stock
- 105,342(indirect: By Stock Award XII)
Common Stock
- 1,106,919(indirect: By SERP)
Common Stock
- 656,717(indirect: By ESOP)
Common Stock
- 150,970(indirect: By Stock Award XI)
Common Stock
- 46,511(indirect: By Stock Award IX)
Common Stock
Footnotes (5)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]The remaining 46,511 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2020.
- [F3]The remaining 105,738 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020.
- [F4]The remaining 150,970 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 29, 2020.
- [F5]The remaining 105,342 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 26, 2020.